This is one of a series of occasional Guidance Notes published by The Institute of Historic Building Conservation (IHBC) and an updated version of one published in June 2019. IHBC Guidance Notes offer current and recent guidance into topics that we consider crucial to the promotion of good built and historic environment conservation policy and practice. The Notes necessarily reflect knowledge and practice at the time they were developed, while the IHBC always welcomes new case examples, feedback and comment to firstname.lastname@example.org for future revisions and updates.
1. Buildings are and will continue to be under pressure to be made more energy efficient and whilst this is sensible, experience to date suggests that risks of unintended consequences are common.
2. This guidance intends to provide an outline on the most appropriate approach, which is a holistic one. It also provides comment on competencies and new publications by the British Standards Institution (BSI) on retrofit.
3. Note that this guidance applies to traditional buildings with and without statutory protection as well as modern buildings with statutory protection with some limitation.
4. For more on the legislative and policy context, and sources of advice, see the IHBC’s Guidance Note on Climate Change and Older Buildings – key sources
5. The approach is as generally outlined in BS 7913: 2013: Guide to the conservation of historic buildings.(1) This means that individuals must be sufficiently competent in what they do.
6. It is essential that those involved understand that retrofitting is not the first thing to think of when considering how to make a building more energy efficient. First of all try and get the original building fabric to perform as the best it can with appropriate maintenance and repair as well as providing it with appropriate use. After which, it is essential to start with the easy things first and then work up to those things which are more difficult and costly. The overall approach is described in the articleEnergy efficiency of traditional building published in 2016. (2)
7. The approach to retrofitting traditional and historic buildings up to the design stage was described in the special ‘green’ edition of Context (3), which also contains a number of useful articles on the subject. Here the stages are described in the form of guidance and are also taken up to the implementation, post occupancy evaluation and auditing which is part of a quality management process.
8. Assess significance (as detailed in BS 7913: 2013) – this can later be used to inform decision making in 14 and used in 16.
9. Undertake a condition survey that will include assessing the construction and especially focuses on any issues with moisture. (4) A building pathological approach shall be taken involving the collection of environmental data (e.g. Relative Humidity, Temperature, Absolute Humidity) and searches for the cause of problems. Include issues concerning the healthy occupancy of the building.
10. Assess the use of the building and, if it is a dwelling, note the number of occupants. Assess the moisture produced from the activities noted and compare to the normal sensible activities and the moisture produced from them.
11. Undertake an energy efficiency assessment using RdSAP (for dwellings). (5)
12. From 9. and 10. above assess activities required that will make improvements to energy efficiency and healthy occupancy and conclude with a list of recommendations (e.g. repairs, use issues).
13. List the works required from RdSAP (for dwellings). This must first of all involve checking the accuracy of the EPC and determining whether the recommendations are feasible and sensible (noting 8 and 9).
14. Consider the recommendations from RdSAP by way of the STBA (6) retrofit guidance wheel and conclude with a list of works and retrofit measures.
15. With the conclusions from 14. above, carry out a cost benefit analysis with the concluded recommendations. This process shall be holistic but also consider information on both payback and realistic life expectancy of the measures and works.
16. Undertake heritage impact assessments (HIAs) (as detailed in BS 7913: 2013) making use of the significance values ascertained from 8. If a significance analysis was not undertaken at 8, then it shall need to be undertaken here. The HIA will measure the impact of the proposals from 15. above and develop means of mitigation. This process to include the noting of other alternatives and detailing why they were rejected. If a Conservation Plan is in place, follow the Conservation Policies contained therein, and supplement with HIAs as necessary.
17. If the concluded works and measures from 16. above are altered, then HIAs shall be repeated until a satisfactory outcome can be achieved.
18. Undertake a specification non-compliance risk assessment and determine means of mitigating risks as described in BS 7913. High / medium risks – mitigate through membership schemes (e.g. Trustmark) if they are deemed sufficiently robust or ‘risk management’ ensuring that the means of subsequent quality auditing is considered at this stage.
19. Design works and measures incorporating risk management requirements, as necessary. This shall include the establishment of quality management processes agreed between all parties (e.g., contractors, designers, clerk of works) and incorporate inspection and test plans (ITPs). A useful article is Managing Risks in Building Conservation Projects . (7)
20. Works and measures implemented, and risk management methodology adopted throughout as necessary through to completion to include ITPs.
21. Post occupancy evaluation which shall include an assessment of the building against the information and data recorded during initial condition survey described at 9.
22. Audit scheme specification compliance as noted in 18 and 19. This is an independent process and shall include analysis of the records (e.g. ITPs) supplemented with inspections. This can be undertaken throughout the project and on completion.
BSI Publications PAS 2030 and PAS 2035
– to be noted
23. PAS 2035: 2019: Retrofitting dwellings for improved energy efficiency – Specification and guidance is the overarching standard specification for retrofitting dwellings of all types and ages. It is a product of the Each Home Counts review and has been prepared to guide all government-supported projects including those under the Energy Company Obligation (ECO 3 until 2022). PAS 2035 does not take a totally holistic approach, in that its scope is on retrofit and not the other means by which to make homes more energy efficiency. This makes it difficult to follow the ‘stages’ described above and therefore the recommendations of the IHBC in this guidance document.
24. Retrofitting traditional buildings needs to be risk based. PAS 2035 is not totally risk based as it advocates a ‘fabric first’ approach, but provides the option of taking a totally risk based approach for traditional buildings only.
25. In PAS 2035 risks are based upon a risk matrix.
26. PAS 2030: 2019 Specification for the installation of energy efficiency measures (EEM) in existing dwellings and insulation in residential park homes is implemented alongside PAS 2035 and it is a requirement for Retrofit Installers to follow.
27. There is a requirement to follow BS 7913: 2013 in PAS 2035. This includes significance analysis and heritage impact assessments. However, for non-designated traditional buildings, this is extremely light touch and largely a tick box exercise.
28. PAS 2035 stipulates several roles, each with particular requirements in terms of memberships, training and qualifications. These are as follows:
29. PAS 2035 nevertheless contains useful details and sets out training, qualification and membership requirements which are not perfect, but sets out a benchmark, which provides guidance on the minimum requirements which should be ideally adopted for all retrofit.
Qualifications and Competencies
30. There is only one qualification in the energy efficiency and retrofit of traditional buildings the Level 3 Award in the energy efficiency and retrofit of traditional buildings. Whilst it is a requirement under PAS 2035 for Retrofit Assessors and Retrofit Evaluators – this means in effect Retrofit Co-ordinators as well; all those involved with retrofitting traditional buildings should obtain it. The training involved considers technical issues and heritage values into levels of significance as well as heritage impact assessments.
31. With PAS 2035 requiring designers to be members of a conservation competency scheme, for the sake of robustness, this requirement should be observed outside PAS 2035. This means that designers of retrofit work shall be a member of a conservation competency scheme and where the building is protected the category of membership shall be at the highest level.
32. Improvements will often be necessary as a consequence of preceding planned works, known as ‘consequential improvements’. In England details can be found in Part L1b section 6, in Wales Part L1b section 5 in Scotland section 6.2.8 of Technical Handbook Domestic Energy and in Northern Ireland Technical Booklet F1 paragraph 41. Whilst each country is slightly different, concessions can be granted not to undertake certain work even for non-designated traditional buildings where it is not technically feasible or effects character. It is vitally important to seek concessions where necessary.
1. BS 7913: Guide to the conservation of historic buildings
2. Energy efficiency of traditional buildings
4. Investigation of Moisture and its Effects in
6. Sustainable Traditional Buildings Alliance (STBA)
7. Managing Risks in Building Conservation Projects